Regulatory Compliance Associate (Remote)
Role: AuditorCompany: Protective
Job description
Qualifications: - Bachelor’s degree preferred.Experience:Five years of experience (any combination): - internal auditor - financial institution operations - compliance professional - life & annuity operations - regulatory examinations - SEC Rule 38a-1 - Variable life and annuities Knowledge, Skills and Abilities: - Demonstrated knowledge of state and federal laws and regulations covering Protective’s suite of products and services preferred. - Demonstrated ability to perform statistical analyses of operational and financial data. - Ability to perform tests under general supervision and draft reports. - Demonstrated organizational skills and ability to prioritize effectively. - Attention to detail. Computers and Technology: Proficient in Microsoft Office Suite, with a heavy emphasis on Microsoft Excel. Experience with Archer and audit data analysis/extraction tools a plus.Certificates, Licenses and Registration: Certified Public Accountant (CPA), Certified Internal Auditor (CIA), and/or Certified Fraud Examiner (CFE), or Certified Regulatory Compliance Manager preferred.
Requirements
• Bachelor's degree preferred
• Five years of experience in internal auditing, compliance, or financial institution operations
• Knowledge of state and federal laws and regulations
• Ability to perform statistical analyses of operational and financial data
• Experience with compliance testing and drafting reports
• Strong organizational skills and ability to prioritize effectively
• Attention to detail
• Proficiency in Microsoft Office Suite, especially Excel
• Experience with Archer and audit data analysis tools is a plus
• Certifications such as CPA, CIA, CFE, or CRCM preferred
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Job Type
Remote role
Skills required
No particular skills mentioned.
Location
Work From Home
Salary
No salary information was found.
Date Posted
April 11, 2025
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Protective
The Regulatory Compliance Associate at Protective will conduct risk-based evaluations of regulatory compliance and operational effectiveness. This remote position involves testing engagements, documentation, and collaboration with compliance and business partners.