Regulatory Compliance Associate (Hybrid)
Role: AuditorCompany: Protective
Job description
Qualifications: - Bachelor’s degree preferred.Experience:Five years of experience (any combination): - internal auditor - financial institution operations - compliance professional - life & annuity operations - regulatory examinations - SEC Rule 38a-1 - Variable life and annuities Knowledge, Skills and Abilities: - Demonstrated knowledge of state and federal laws and regulations covering Protective’s suite of products and services preferred. - Demonstrated ability to perform statistical analyses of operational and financial data. - Ability to perform tests under general supervision and draft reports. - Demonstrated organizational skills and ability to prioritize effectively. - Attention to detail. Computers and Technology: Proficient in Microsoft Office Suite, with a heavy emphasis on Microsoft Excel. Experience with Archer and audit data analysis/extraction tools a plus.Certificates, Licenses and Registration: Certified Public Accountant (CPA), Certified Internal Auditor (CIA), and/or Certified Fraud Examiner (CFE), or Certified Regulatory Compliance Manager preferred.
Requirements
• Bachelor's degree preferred
• Five years of experience in internal auditing, compliance, or financial institution operations
• Knowledge of state and federal laws and regulations
• Ability to perform statistical analyses of operational and financial data
• Ability to perform tests under general supervision and draft reports
• Demonstrated organizational skills and ability to prioritize effectively
• Attention to detail
• Proficient in Microsoft Office Suite, especially Excel
• Experience with Archer and audit data analysis/extraction tools is a plus
• Preferred certifications: CPA, CIA, CFE, or Certified Regulatory Compliance Manager
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Job Type
Hybrid role
Skills required
No particular skills mentioned.
Location
Birmingham, AL
Salary
No salary information was found.
Date Posted
April 11, 2025
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Protective
The Regulatory Compliance Associate at Protective will evaluate regulatory compliance and operational effectiveness through compliance testing engagements. This hybrid role requires collaboration with compliance and business partners to ensure adherence to regulations and effective remediation of identified risks.